Compliance & Governance

Regulatory compliance and risk monitoring

Compliance Score

97%

+2%

Pending KYC Reviews

2

Active AML Alerts

3

Reports Due

1

Compliance Check Results

Monthly pass rate

Quick Stats

Approved KYC
2
Under Review
1
Rejected
1
High Risk Clients
2
ID
Client
Type
Risk Level
Status
Reviewer
Last Updated
Next Review
KYC-2024-001Acme CorporationCorporateMediumApprovedJohn Smith2024-01-152025-01-15
KYC-2024-002Global Trading LtdCorporateHighPendingSarah Johnson2024-01-142024-07-14
KYC-2024-003John AndersonIndividualLowApprovedMike Williams2024-01-132026-01-13
KYC-2024-004Pacific HoldingsCorporateHighRejectedEmily Brown2024-01-12-
KYC-2024-005Northern CapitalInstitutionalMediumIn ReviewDavid Lee2024-01-15-